Susan Simon

Susan Simon has extensive experience in risk management, currently serving as a Large Firm Monitor at the U.S. Securities and Exchange Commission since September 2012, focusing on risk analysis for large broker-dealers. With a strong background as a consultant in risk management since 2009, Susan has specialized in credit risk and global trading products, developing risk policies and preparing for regulatory reviews. Previous roles include key positions at State Street Bank, Beacon Capital Strategies, Cantor Fitzgerald, Instinet Corporation, Scotia Capital Markets, and Kidder Peabody, where responsibilities ranged from managing credit functions to resolving complex risk issues. Susan holds an MBA in Finance from Baruch College.