WM

William McIntyre

Securities Compliance Examiner

William McIntyre has extensive experience in securities compliance and risk management, currently serving as a Securities Compliance Examiner at the US Securities and Exchange Commission since February 2013, where responsibilities include regulating the Securities Exchange Act of 1934 and conducting examinations to ensure compliance with various financial regulations. Prior experience includes a role as Vice President - Risk Manager at Citibank from March 2008 to November 2012, focusing on risk identification and mitigation for Global Remittance Services, and serving as a Compliance Specialist at FINRA from December 2000 to March 2008, where William led examinations of complex financial institutions. Initial experience includes working as a Staff Accountant at Janney Montgomery Scott in 2000. William holds an MBA in Accounting from Commonwealth University-Bloomsburg and a BS in Accounting from Clemson University.

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