Securities and Exchange Commission
Zavier Dodge is a seasoned professional in compliance and regulatory affairs, currently serving as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since May 2023. With extensive experience in compliance management from previous roles at Wealthfront, where responsibilities included overseeing compliance operations and liaising with regulatory examiners, Zavier has developed a strong expertise in interpreting federal securities regulations and evaluating compliance programs. Prior to Wealthfront, Zavier held various compliance positions at First Republic Private Wealth Management, enhancing compliance management systems, and conducting due diligence on Sub-Advisers. Education includes a Bachelor's Degree in Business Administration with a concentration in Finance from San Francisco State University and an Associate of Science from Sierra College.
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