Mr. Pradeep Kumar Shukla is an extremely avid compliance professional and a go to person for any guidance on regulatory affairs.
He has more than 17 years’ experience in Banking industry and related compliances. He has been instrumental in setting up a few co-operative banks and has been a part of the leadership team for the transition of Shivalik into a Small Finance Bank in congruence with the RBI guidelines.
He has also handled several RBI inspections, managed treasury operations and has also worked as an audit controller in his previous role at other smaller banks.
Pradeep is a commerce graduate from Allahabad University. He is also a CA (Inter) and has completed the JAIIB and CAIIB certifications.
Current role
Chief Compliance Officer at Dakota Wealth Management
Chief Compliance Officer at Twelve Points Wealth Management
Chief Compliance Officer at WCG Clinical
Chief Compliance Officer at Pearl
Chief Compliance Officer at YFM Equity Partners