Dave Cox

Dave Cox has over 34 years of experience in compliance and risk management. Dave began their career at Jefferson Pilot Financial, where they held various positions before becoming the Regulatory Service Manager. At Transamerica Financial Advisors, they served as the AVP Field Supervision and later as the AVP Risk Management, where they developed and implemented a risk assessment program. Currently, they are the Director of Compliance and Risk Management at Signator Investors, Inc., where they oversee the development and implementation of a surveillance system and procedures. Dave also coordinates efforts to implement a Risk Assessment Program. Overall, Dave Cox has a strong background in developing and implementing risk assessment programs and overseeing compliance and supervision functions.

Dave Cox attended the New England Institute of Applied Arts And Sciences from 1980 to 1982, but did not obtain a degree or declare a field of study. Following this, they attended Franklin Pierce College from 1982 to 1984, where they earned a Bachelor of Science degree in Business Administration.