Jamie Lee Principe

Director at Silver Regulatory Associates

Possessing over 16 years of compliance experience across multiple verticals, Jamie Lee Principe has a diverse background and proven ability to excel in all efforts, cross industry – making her poised to handle the wide-ranging needs of Silver’s clients while creatively ensuring their compliance with the regulations governing investment advisers.

Additionally, as an attorney by trade, Jamie’s extensive in-house experience uniquely equips her with the ability to operationalize across all departments of an organization, a necessary requirement for effective compliance programs. Prior to joining Silver, Jamie was the Deputy Chief Compliance Officer and Chief Information Security Officer at Levine Leichtman Capital Partners, LLC, a private equity firm, where she built and successfully managed the firm’s compliance program in addition to performing various vital legal functions key to the organization’s overall performance.

Shortly after graduating law school, Jamie began her compliance career at Peachtree Life Settlements, a life settlement company whose transactions were regulated by the Department of Insurance in most states. Initially hired as a Compliance Analyst, then quickly promoted to In-House Counsel and subsequently Compliance Manager, Jamie successfully navigated Peachtree through examinations by the Departments of Insurance as well as adeptly and thoughtfully created cross departmental processes and efficiencies that increased revenue by over 50% within her first year. Prior to transitioning to private equity, Jamie was also General Counsel and Regulation Compliance Manager at Rogerson Kratos, an aerospace manufacturer. In this role, Jamie had to promptly educate herself on the relevant US export regulations in order to ensure the company’s compliance with the Export Administration Regulations and the International Traffic in Arms Regulations.

Jamie received a Bachelor of Arts in Women’s Studies from the University of Connecticut, and earned a Juris Doctor from New York Law School.

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  • Director

    Current role