The Operations and Compliance team at Spire Investment Partners, LLC. ensures the seamless functioning of day-to-day operations while adhering to regulatory requirements. This team focuses on enhancing operational efficiency, managing transitions, and supporting advisors, all while maintaining compliance with SEC and FINRA regulations. They leverage technology and best practices to facilitate a smooth client experience and uphold the firm's commitment to integrity and transparency in financial advisory services.
Bob Lord
Chief Operations Officer
Conal Saturno - Sanj...
Manager Of Operations
Hallie Swayze Marsha...
Transitions Manager, Senior Ad...
Jeff Ameen
Avp, Compliance
Jorge M. Blum Wulkan
Operations Associate
Latha Reddy
Director Of Technology
Leslie Gill-Brassfie...
Transition Associate
Patricia Thomas
Compliance Associate
Rachel Todd
Office Manager
Sal Malik
Chief Compliance Officer
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