The Florida Office of Financial Regulation
Curtis Galera MBA, LLB, CAMS, CFE is a seasoned professional in the fields of regulatory compliance and financial examination. Currently serving as Associate Principal Examiner at FINRA since May 2023 and Lead Audit Manager for Regulatory Compliance at Wells Fargo since August 2022, Curtis has extensive experience with the Florida Office of Financial Regulation, holding the positions of Area Financial Manager and Financial Examiner/Analyst Supervisor since December 2015. Prior roles include significant positions at RBC Bank, where Curtis managed areas such as FATCA and credit quality. Academically, Curtis holds a Bachelor of Laws from the University of London and is pursuing a Master’s in Business Administration at Heriot-Watt University, complemented by a Diploma of Completion from the Florida School of Banking.
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The Florida Office of Financial Regulation
The Florida Office of Financial Regulation provides regulatory oversight for Florida’s financial services providers. Our mission is to protect Florida’s financial services consumers, promote a safe and sound financial marketplace, and contribute to the growth of Florida’s economy through fair, innovative, and excellent regulation of the financial services industry. For information regarding employment benefits offered by the State of Florida, visit the Florida Department of Management Services: https://www.dms.myflorida.com/. To view vacant positions within the State of Florida, please visit the People First website: https://PeopleFirst.myflorida.com.