Chris started his career in 2005 at Prudential Financial corporate office in NJ and advanced to a Regional Supervisor. Chris furthered his experience working under large financial institutions such as SEI Asset Management and JP Morgan. Prior to SPGA he worked for National Securities as AVP of Risk & Supervision for 5 years enhancing his experience in Investment Banking, Alternative Investments and Structured Products.
Current role
SVP & Compliance Officer at ML Strategies, LLC
SVP, Compliance Officer at Moody National Bank
SVP, Compliance Officer at SameSky Health
Svp, Compliance Officer at GenuBank
SVP & Compliance Officer at Steward Partners