Gregor Maitland

Gregor Maitland joined Steward Partners in 2022 as the firm’s Chief Risk Officer. In this role he is responsible for leading all aspects of the firm’s compliance program for both the RIA (SPIA) and Broker Dealer (SPIS).

Gregor began his career in the financial services industry with Fidelity Investments in 2000.

Gregor joined Lincoln Financial in 2004, where he remained until 2016. During this time, he held a variety of leadership positions within Operations, Business Practices and Investment Services where he was responsible for the firm’s Suitability and Surveillance teams.

Prior to returning to Lincoln in 2018, Gregor was with Commonwealth Financial Network where he was Director of Compliance, responsible for execution of the firm’s investment advisory compliance program. He also held a similar role with Signator Investors, Inc., the affiliated broker-dealer/RIA firm of the John Hancock Life Insurance Company.

Most recently Gregor served as Vice President, Chief Compliance Officer for Lincoln Financial’s three broker/dealers and two RIA firms. In this role he was responsible for managing the firm’s regulatory compliance program, policies and procedures.

Gregor received his bachelor’s degree from the University of New Hampshire. He holds the FINRA Series, 4, 7, 24, 53, 63, 65 and 99 registrations. He is also a FINRA Certified Regulatory & Compliance Professional, having received the designation from the Wharton School at the University of Pennsylvania. He is a former chairman of the Financial Services Institute Compliance Council and a former member of the Securities Industry Council on Continuing Education, having served from 2018-2021.

Gregor lives in New Hampshire with his wife, 2 children and dog. Outside of work you can usually find him working in the yard, on the golf course or at a horse show supporting his wife who is an avid equestrian.