Roberto Martinez

Roberto Martinez, AIF®, SVP, Compliance Officer, has spent over 2 decades in the financial services industry. Beginning as a Financial Advisor at larger firms, he developed a keen sense of the needs and value of the advisor-client relationship. After transitioning into more compliance-focused roles, he is famous for his ability to achieve business objectives across channels by offering information and expertise from both an advisor’s and a compliance professional’s perspective. He holds, the Series 6, 7, 24, 53, 63, 65. He also has obtained the CAMS (Certified Anti Money Laundering Specialist), AIF® (Accredited Investment Fiduciary), and CRCP® (Certified Regulatory & Compliance Professional) certifications. A graduate of Tufts University, Roberto and his wife live in Dallas.