TM

Terry McCabe

Compliance Officer

Terry McCabe has extensive experience in the financial services industry, currently serving as a Compliance Officer at Stifel Financial Corp. since January 2017, focusing on the FICM and Volcker Group. Previously, Terry held the position of Director of US Equity Sales at Mitsubishi UFJ Securities (USA) from May 2013 to March 2016, where responsibilities included enhancing the MUFG brand and managing extensive investor relations. Prior to that, Terry was Director of Equity Sales & Trading at Dahlman Rose & Co. and Managing Director at Piper Jaffray, demonstrating strong leadership in institutional sales and trading over a career that began at Bear Stearns in 1987. Terry also practiced law as an Attorney at Wilson Elser before transitioning into finance. Education includes a JD from Elisabeth Haub School of Law at Pace University and a BA in English Language and Literature from Fordham University.

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