The Compliance and Risk Management Team at StoneX Group is responsible for ensuring that the company adheres to regulatory requirements and internal policies across its diverse financial services. This team works to identify, assess, and mitigate risks, while providing legal guidance to support business operations. By fostering a culture of compliance and proactive risk management, the team safeguards the integrity of StoneX's services and protects its reputation in the global markets.
Amir Lauber
Senior Compliance Officer- Equ...
David Bolte
Secretary and Deputy General C...
Diego A. Rotsztain
Chief Governance & Legal Offic...
Emily Norris
Senior Legal Counsel
Eric Donovan
Ceo, Stonex Markets
Gigi Szekely
Managing Director, Head Of US ...
Katherine Avery
Head Of Operational Risk
Paul Allegra
Deputy Head Of AML Compliance:...
Saad Ullah Usman
Head Of Risk - Asia