JG

Joshua G.

Compliance Manager at Straits Financial LLC

Joshua G. is an experienced compliance professional currently serving as Compliance Manager at Straits Financial LLC since July 2023, after having previously worked as a Compliance Analyst at both NinjaTrader Group, LLC and Straits Financial LLC. Joshua's background includes significant investigative work as an Investigator at the National Futures Association, where over 30 examinations/audits of member firms were conducted. Earlier in the career, Joshua gained valuable experience as a Certified Pharmacy Technician at Jewel-Osco, ensuring compliance with medication regulations and delivering excellent customer service. Joshua holds a Bachelor of Science in Accounting from the University of Illinois Chicago and has prior educational experience at the College of DuPage.

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