Brittany Lam

Vice President - Regulatory And Supervisory Management at TD Securities

Brittany Lam is an experienced finance professional currently serving as Vice President of Regulatory and Supervisory Management at TD Securities since October 2017, with additional responsibilities in Trading Business Management and as an AML Compliance Officer. Prior to TD Securities, Brittany worked as an Analyst at CTBC Bank Corp. (USA) from April 2017 to October 2017 and gained experience as a Financial Representative Intern at Foresters Financial during the summer of 2016. Brittany holds a degree from St. John's University, where studies were completed between 2013 and 2017.

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TD Securities

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As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. Our corporate, government, and institutional clients choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As an integrated team, we work to deliver value for our clients every day. For relevant legal disclaimers, visit tdsecurities.com/ca/en/legal.