Patrick O'Sullivan is a seasoned compliance professional with extensive experience in the financial services sector. Currently serving as Director of Advisory Compliance at TD Securities since July 2024, Patrick previously held the role of Head of Capital Markets Compliance at Davy from July 2021 to July 2024. Prior to that, Patrick was the Director of UK Regulation at London Stock Exchange Group for over 14 years, from March 2007 to July 2021, and worked as a Senior Associate at the Financial Markets Authority in New Zealand between May 2012 and December 2013. Patrick O'Sullivan holds a Bachelor of Laws (LL.B.) degree from the University of Canterbury, obtained between 1996 and 2000.
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