Peter von Maur

Peter von Maur has a strong background in compliance and legal roles within the financial industry. Peter is currently working as a Vice President of Compliance at TD Securities since June 2021. Prior to this, they were a Contract Attorney at Axiom from January 2021 to June 2021. From February 2019 to January 2021, they served as the Chief Compliance Officer at M.Y. Safra Securities, Inc. Before that, they had a long tenure at RBC Capital Markets where they held the position of Managing Director and Senior Counsel from April 2003 to February 2019. Peter'scareer started at Prudential Securities where they worked as a Legal Counsel from May 1994 to April 2003.

Peter von Maur holds a Bachelor of Arts (BA) degree in Accounting and Finance from Franklin & Marshall College. Peter also has a Doctor of Law (JD) degree from New York Law School. In addition, Peter has obtained several certifications from FINRA, including the Series 24 - General Securities Principal, Series 55 - Limited Representative - Equity Trader, Series 63 - Uniform Securities Agent State Law, and Series 7 - General Securities Representative.