Thomas Kim

Thomas Kim is a Senior Manager/Director in Compliance Business Oversight at TD Securities, where they oversee regulatory compliance for Canadian trading products. Previously, they held the role of Chief Compliance Officer and Head of Global Markets Compliance at HSBC Securities Canada Inc. and served as an Assistant Vice President in Regulatory Compliance at HSBC Global Banking and Markets. Thomas began their career at BMO Financial Group, where they worked in trade supervision and later became an Associate at BMO Capital Markets. They earned a Bachelor of Science degree from the University of Toronto.