Nicole Vipperman

Chief Compliance Officer at TGM

Nicole Vipperman currently serves as the Chief Compliance Officer at TGM, a position held since March 2023. Prior experience includes Chief Compliance Officer roles at Capitala Group from January 2020 to February 2023 and Hollencrest Capital Management from February 2017 to October 2019. Additional roles encompass Vice President and Compliance Officer positions at PIMCO, HSBC, and Brookfield Investment Management Inc., alongside a tenure as Senior Compliance Analyst at Guggenheim Partners LLC. Nicole began a career in compliance as a Compliance Analyst at Smith Breeden Associates. Nicole holds a Bachelor's degree in Finance from Virginia Tech, awarded in 1993.

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