The Leaders Group
Cathy Lauria joined The Leaders Group in March 2014 as a Compliance Analyst. She is responsible for assisting with the daily operations of the Compliance Department, and assisting reps with Compliance issues and inquiries. Cathy has been employed in the Financial Industry since 1971. She is both FINRA Registered and Principal licensed. Prior to joining The Leaders Group, she was employed with Parsonex Securities and ING, as a Compliance/Registration Manager.
Cathy and her husband, Richard moved to Colorado in 1979 and have one daughter, Rachel. In her spare time she enjoys cooking, knitting, and taking hikes with her family and two dogs, Ellie and Bosco.
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The Leaders Group
The Leaders Group is a national, independent broker-dealer focused on delivering a superior level of customer service. Founded in 1994 by Dave Wickersham, they have been the preferred broker-dealer for life insurance producers and retail advisors nationwide.