Rosemary Richard

Chief Compliance Officer at The Wealth Consulting Group

Rosemary Richard has extensive work experience as a Chief Compliance Officer, with their most recent position held at The Wealth Consulting Group since June 2022. Prior to that, they worked at Titus Wealth Management from August 2016 to June 2022, The Financial Services Network from October 2011 to August 2016, and Loring Ward from February 2011 to August 2011. Rosemary also worked as a Consultant at Promontory Financial Group, LLC from July 2010 to February 2011, and as a Regulatory Compliance Consultant at HIP Investor from February 2010 to September 2010. Before that, they held various roles at different companies, including Director of Branch Examinations at Citibank Smith Barney from July 2004 to January 2007, Vice President at AXA Advisors from 2000 to 2004, and Vice President of Compliance at MONY Securities Corporation from March 1998 to July 2000.

Rosemary Richard earned a Bachelor of Arts (B.A.) degree in Political Science and Government from Northeastern University between the years 1980 and 1983. No information is available about any further education at Kelleher International.

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  • Chief Compliance Officer

    June, 2022 - present