The Wealth Consulting Group
Rosemary Richard has extensive work experience as a Chief Compliance Officer, with their most recent position held at The Wealth Consulting Group since June 2022. Prior to that, they worked at Titus Wealth Management from August 2016 to June 2022, The Financial Services Network from October 2011 to August 2016, and Loring Ward from February 2011 to August 2011. Rosemary also worked as a Consultant at Promontory Financial Group, LLC from July 2010 to February 2011, and as a Regulatory Compliance Consultant at HIP Investor from February 2010 to September 2010. Before that, they held various roles at different companies, including Director of Branch Examinations at Citibank Smith Barney from July 2004 to January 2007, Vice President at AXA Advisors from 2000 to 2004, and Vice President of Compliance at MONY Securities Corporation from March 1998 to July 2000.
Rosemary Richard earned a Bachelor of Arts (B.A.) degree in Political Science and Government from Northeastern University between the years 1980 and 1983. No information is available about any further education at Kelleher International.
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The Wealth Consulting Group
A wealth advisory firm serving individuals, families and corporations. Our vision is to be the best wealth management company in the minds of our clients and centers of influence. Our mission is to help our clients identify true wealth in their lives, be the catalyst to plug all of the holes in their wealth planning, and provide a level of service that exceeds expectations. Serving as your Personal CFO, we help you set and implement clear goals aligned with your needs, values and objectives. Securities offered through LPL Financial, Member SiPC, www.sipc.org. Investment advice offered through WCG Wealth Advisors, LLC, a registered investment advisor. WCG Wealth Advisors, LLC and The Wealth Consulting Group are separate entities from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. For a list of states that I am/we are registered to do business, please visit www.wealthcg.com .