Meghan Thompson

Advertising Compliance Manager at Tidal Financial Group

Meghan Thompson is an accomplished compliance professional currently serving as the AVP of Compliance and Regulatory Compliance Manager at Tidal Financial Group since January 2022, where responsibilities include overseeing regulatory adherence within a leading ETF investment and technology platform. Previously, Meghan held the position of Regulatory Compliance Analyst at SS&C ALPS from October 2016 to August 2021, focusing on broker-dealer compliance monitoring and support across various business units. Prior experience includes roles as a Regulatory Compliance Associate at ALPS, A DST Company, and a Dental Assistant at City Smiles and William C. Dowsett, DDS. Meghan's educational background includes attendance at the University of Wisconsin Oshkosh and a high school diploma from Grayslake Community High School.

Location

Milwaukee, United States

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Tidal Financial Group

Tidal Financial Group is an ETF investment and technology platform that makes it easier to create, operate, and grow ETFs. It enables and democratizes the ability of anyone in the investment community to launch, operate, and grow ETFs.Tidal combines expertise and innovative approaches with its partners in the collaborative design of ETFs andother ground-breaking financial products. Tidal, as a comprehensive platform, collaborates with the investment community to create ETFs that seek to generate value.


Employees

11-50

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