Jim Flax

Jim Flax is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as the Director of Compliance at TradeStation since May 2021, Jim oversees compliance functions across various trading platforms, including Equities, Futures, Options, and Crypto. Prior roles include Business Development Compliance Officer at TradeStation Securities, Consultant at REDI Global Technologies, and Vice President at Goldman Sachs, where responsibilities included client support for trading software and ensuring adherence to compliance regulations. Jim's career began at First Options of Chicago, offering team management and trade support. Educational achievements include a Bachelor's degree in English from Quincy University and a high school diploma from Marist High School.