Mark Harper

Mark Harper has a diverse work experience spanning multiple industries. Mark is currently working at Triad Partners as the Director of Case Planning, CCO, and IAR. Prior to that, they worked at Advisors Excel as the Director of Sales and Marketing. Mark also held the position of Principal/Options Principal at Madison Avenue Securities from 2018 to 2021. At AE Wealth Management, LLC, Mark served as a Senior Regulatory and Policy Consultant from 2019 to 2020, and previously as a Senior Compliance Examiner from 2016 to 2019. Mark started their career as a Special Investigator II at the Kansas Department of Revenue from 2012 to 2016.

Mark Harper has a Bachelor of Science degree in Psychology from Fort Hays State University. Additionally, they have obtained several certifications including the Series 52 from FINRA in September 2019, the Series 4 from FINRA in February 2019, the Series 24 from FINRA in June 2018, the Series 7 from FINRA in February 2018, the Series 65 from FINRA in August 2017, and the Series 63 from FINRA in February 2017.