Lissa Miller

Lissa Miller has extensive experience in compliance consulting, currently serving as a Senior Compliance Consultant at CUNA Brokerage Services, Inc. since September 2002. Lissa specializes in Senior/Vulnerable Adult Financial Exploitation cases and oversees Anti-Money Laundering reviews and SAR filings. Previous roles at CUNA Brokerage include Field Compliance Manager, where oversight included approximately 100 Advisors and conducting FINRA branch audits across multiple states, and Compliance Specialist, performing unannounced audits nationwide. Lissa also supports mid-west financial advisors as a Field Support Representative. Prior experience at TruStage began in January 2000 as a Senior Compliance Consultant, and earlier at CUNA Mutual Group, Lissa worked as a Call Center Representative. Lissa is pursuing an Associate of Arts in Business Administration and Management at Ellsworth Community College, complementing earlier studies at Aplington Parkersburg High and Hawkeye Community College.