Kris Bartscht is a seasoned compliance professional with extensive experience in the field, currently serving as a Senior Compliance Consultant at Compliance Risk Concepts since September 2019. Prior to this role, Kris held the position of AVP, Principal Compliance Analyst in Marketing Review Compliance at Nuveen from July 2016 to September 2019. Kris's career also includes significant positions at Transamerica Asset Management as AVP, Advertising Compliance Manager from January 1997 to June 2016, and as a Compliance Specialist at Raymond James Financial Inc. from January 1992 to January 1997. Educational background includes studies at PennWest Edinboro and the University of South Florida.
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