Compliance and Operations

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The Compliance and Operations team at U.S. OMNI & TSACG Compliance Services is responsible for ensuring adherence to regulatory standards and managing the operational processes necessary for effective retirement plan administration. Led by the Senior VP-Chief Compliance Officer, the team coordinates compliance audits, develops and implements operational strategies, and provides expert guidance to ensure that all retirement plans meet IRS requirements. By leveraging their extensive knowledge in the 403(b)/457(b) arena, they maintain the integrity of the Compliance Edge® program while enhancing employee awareness and education regarding retirement benefits.


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