Rick Hartono is an experienced executive in risk and compliance management within the banking sector, currently serving as Executive Director and Group Head of Business Risk and Control Management for Group Wholesale Banking at UOB since February 2019. Rick has established the Business Risk and Control function for the APAC region, focusing on non-financial risks and leading various teams in risk assurance and framework development. Previously, Rick held leadership roles at Bank of America Merrill Lynch, including Executive Director for Group Compliance and Director for CFO Treasury & Finance Compliance across 12 APAC countries. Rick's extensive background also includes senior positions at Credit Suisse, specializing in product control and finance compliance. Educational credentials include an MBA from Alliance Manchester Business School and certifications from Chartered Accountants Australia and CPA Australia, alongside diplomas in Governance, Risk, and Compliance.
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