Financial Services Operations

The Financial Services Operations team at United Planners is responsible for streamlining back-office processes and overseeing the compliance and operational frameworks that support independent financial advisors. This team, comprising experts in supervision, trading, and various investment services, ensures efficient management of client accounts, facilitates trading operations, and delivers comprehensive support across annuities, retirement plans, and alternative investments. Their efforts enhance operational efficiency and allow advisors to focus on delivering exceptional client service.