Thaddeus Braun is an experienced compliance professional currently serving as Compliance Manager at USA Financial since March 2023, following a similar role at IQ-EQ from June 2022 to March 2023. At IQ-EQ, a prominent investor services group with over 4,000 employees across 24 jurisdictions, Thaddeus contributed to supporting various financial entities. Prior to these positions, Thaddeus held compliance roles at Brookstone Capital Management and FormulaFolios from July 2017 to June 2022. Thaddeus' career began at Fifth Third Securities, Inc., where Thaddeus worked as Regional Compliance Officer from June 1998 to July 2017, following an earlier role as Trading Specialist at First of America from 1992 to 1998. Educational background includes studies at the University of Phoenix.
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