Carlos Gonzalez has held various compliance positions at Vaughan Nelson Investment Management since January 2006. Prior to that, Carlos worked at Invesco US from June 1994 to December 2005. Carlos studied Political Science and Government at Santa Clara University from 1989 to 1993.
April, 2022 - present
Chief Compliance Officer at Dakota Wealth Management
Chief Compliance Officer at Twelve Points Wealth Management
Chief Compliance Officer at WCG Clinical
Chief Compliance Officer at Pearl
Chief Compliance Officer at YFM Equity Partners