Roman Schmid

Roman Schmid serves as a Senior Legal & Compliance Officer at Vontobel since March 2017, leading compliance for Private Clients across Europe, Switzerland, Asia, and the Middle East. Prior to this role, Roman held the position of Head Compliance Executive Director at Finter Bank Zurich from July 2014 to September 2016, where responsibilities included managing a compliance team, overseeing regulatory compliance, and implementing FATCA regulations. Roman's earlier experience includes roles as Senior Compliance Officer & Due Diligence Vice Director at BSI Bank, Legal & Compliance Officer at Commerzbank AG, Compliance Officer at MARCUARD HERITAGE, and Private Banking Assistant at Julius Baer. Roman holds a Diploma in Business Administration & Economics from SIB Fachhochschule Betriebswirtschaft, earned between 2013 and 2016.