Jack Keating

Chief Compliance Officer at Webull

Jack Keating has extensive work experience in the financial industry, with their most recent position being Chief Compliance Officer at Webull Financial starting in 2022. Prior to this, they worked at Interactive Brokers, where they served as Deputy Chief Compliance Officer from 2020 to 2022 and as a Compliance Officer from 2019 to 2020. Before that, they worked at Scotiabank as a Manager from 2018 to 2019. Jack also has experience at the Financial Industry Regulatory Authority (FINRA), where they held the position of Senior Examiner from 2015 to 2018 and worked as an Extern in 2015. Jack gained legal experience as a Law Clerk at McCormick & O'Brien LLP and as an Intern at Mediant Communications in 2014. Additionally, they were a part of the Externship Program at the United States Attorney's Office in 2014. Jack started their career as a Law Clerk at the Supreme Court of Ireland in 2013 and worked as a Research Assistant at the Center on National Security from 2013 to 2013.

Jack Keating obtained their Juris Doctor (J.D.) degree in Law from Fordham University School of Law in 2015. Prior to that, they earned a Bachelor's degree in Philosophy and Economics from Boston College in 2009. Their secondary education took place at Portsmouth Abbey School from 2002 to 2005. In addition, Jack holds various certifications such as Attorney from the New York State Unified Court System, Certified Anti-Money Laundering Specialist (CAMLS) from the Association of Certified Anti-Money Laundering Specialists, and several securities certifications from FINRA.

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Timeline

  • Chief Compliance Officer

    September, 2022 - present