Compliance and Risk Management Team

The Compliance and Risk Management Team at Webull is responsible for ensuring adherence to regulatory requirements and internal policies, safeguarding the company's integrity in financial services. They assess and mitigate potential risks related to trading activities, oversee compliance audits, and implement effective internal controls to protect both the organization and its customers. Through proactive monitoring and strategic planning, the team maintains a strong compliance culture while supporting Webull’s growth in the financial market.