LM

Lisa Mrozek

Senior Compliance Officer at Western Asset

Lisa Mrozek has a comprehensive work experience spanning over three decades. Lisa began their career as an Advertising Analyst at NASD (now FINRA) in 1988, where they worked until 1990. Following this, they joined Capital Research and Management Company in 1990 as an Assistant Vice President, holding the role for nine years until 1999.

In 1999, Lisa joined Western Asset Management as a Senior Compliance Officer, a position they held for over two decades until 2020. During their time at Western Asset Management, they also served as the Business Transformation Lead from 2020 to 2022. Lisa recently returned to the role of Senior Compliance Officer in July 2022.

Through their various roles, Lisa Mrozek has developed extensive expertise in compliance and business transformation within the finance industry. Lisa'sexperience at reputable firms reflects their dedication and commitment to their profession.

Lisa Mrozek attended Sidwell Friends School from an unknown date to 1980, but did not obtain a degree or specify a field of study. Lisa then went on to Vassar College where they obtained a Bachelor of Arts (B.A.) degree in Psychology between 1981 and 1984. Later, Lisa pursued a Master of Arts (M.A.) degree in Liberal Studies at Georgetown University from 1987 to 1990.

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Timeline

  • Senior Compliance Officer

    July, 2022 - present

  • Business Transformation Lead

    January, 2020

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