Aica Mike Riddle Chartered McSi

Mike Riddle Chartered MCSI, AICA has extensive experience in the financial industry. Mike is currently working at Winterflood Securities as the Head of Financial Crime & Deputy Money Laundering Reporting Officer. In this role, they are responsible for developing and delivering a Financial Crime Framework to mitigate risks related to money laundering, terrorist financing, bribery and corruption, and fraud. Mike also ensures compliance with industry standards and provides effective oversight of financial crime controls.

Previously, Mike worked at Xconnect Trading Limited, where they held various roles. As the MLRO (SMF17) & Head of Compliance, they wrote and reviewed compliance policies and procedures and managed regulatory queries from exchanges and regulatory bodies. Mike also played a key role in getting the firm ready for MiFID II and managed transaction reporting compliance.

Prior to Xconnect Trading Limited, Mike worked at Cabot Credit Management. Mike served as the Customer & Conduct MI Officer, Compliance Monitoring Analyst, and QA Officer. In these roles, they conducted thorough audits, created performance metrics to measure compliance with regulatory principles, and provided feedback to improve adherence to regulations and the customer journey.

Mike Riddle's work experience demonstrates their strong expertise in financial crime risk management, compliance, and regulatory affairs.

Mike Riddle attended Maidstone Grammar School from 1997 to 2004. Mike did not obtain a degree at this institution.

In terms of additional certifications, Mike Riddle Chartered MCSI, AICA has obtained multiple certifications from The Chartered Institute for Securities & Investment (The CISI). These include the CISI Level 6 Diploma In Investment Compliance and certifications in Regulation and Compliance, Combating Financial Crime, and UK Regulation and Professional Integrity. Mike also holds an Introduction to securities and investments certification from the same institution.

Mike Riddle also holds certifications from other institutions, such as the International Compliance Association. Mike is an Associate Member of the International Compliance Association and has obtained the Advanced Certificate in Compliance from this institution. Additionally, they obtained the Teaching English as a Foreign Language (TEFL) certification from the University of Lancaster.

In terms of specific months and years of obtaining these certifications, Mike Riddle obtained the Combating Financial Crime certification from The CISI in October 2017. Mike became an Associate Member of the International Compliance Association in September 2017. Mike Riddle obtained the Advanced Certificate in Compliance from the International Compliance Association in October 2014. Mike completed the Trader Exam from Eurex in December 2015. Finally, they obtained the TEFL certification from the University of Lancaster in September 2007.