Compliance and Risk Management Team

The Compliance and Risk Management Team at Wintrust Financial is responsible for ensuring that the company adheres to regulatory requirements and industry standards while mitigating potential risks. This team conducts thorough audits, oversees compliance technology, assesses liquidity and market risks, investigates fraud, and implements quality assurance measures for BSA compliance. Their comprehensive approach safeguards the organization’s integrity and promotes a culture of compliance across all operations.