Brad Bauer

Compliance Officer

Brad Bauer is a Compliance Officer currently working at Cherry since December 2024, responsible for regulatory compliance within the organization. Prior to this role, Brad served as a Compliance Officer at Societe Generale Corporate and Investment Banking - SGCIB from May 2022 to May 2024, where responsibilities included managing regulatory inventories and implementing compliance programs. Brad’s experience also includes roles as a Compliance Specialist at Wintrust Financial Corporation from June 2018 to May 2022, identifying compliance gaps and managing SBA loan quality control, as well as working as a Compliance Analyst. Earlier career positions include working as a server at Monica's Family Restaurant and an Account Executive at Kirkwood Chicago. Brad holds a Bachelor's Degree in Finance and an Entrepreneurial Management Certificate from The University of Iowa Tippie College of Business.

Links

Previous companies


Org chart

No direct reports

Teams

This person is not in any teams


Offices

This person is not in any offices