Mary Herms

Mary Herms has a diverse and extensive work experience in various roles within the financial industry. Mary'smost recent position is as the Chief Compliance Officer at BasePoint Advisors LLC, which they have held since September 2021. Prior to this, they served as the Head of Shareholder Services at Advantage Insurance, starting in October 2013. In this role, they were responsible for managing investor relationships and serving as the primary point of contact for investors and prospective investors.

From July 2015 to September 2021, Mary worked as a Member at MGH Communications LLC, where they specialized in investor relations, shareholder services, and financial services management. Mary provided counsel to C-suite professionals and worked with various departments within organizations. Additionally, Mary worked as a Managing Director at 280 CapMarkets from June 2017 to March 2018.

Earlier in their career, Mary held the position of Director, Deputy Head of Fixed Income, Private Banking USA at Credit Suisse from October 2004 to May 2013. Mary was responsible for trading and specializing in taxable fixed income products for private bankers. Prior to that, they worked at Morgan Stanley as a Vice President in Private Wealth Management from 1991 to 2004. In this role, they focused on fixed income trading and product marketing for private wealth management clients. Overall, Mary Herms has a strong background in financial services with expertise in compliance, investor relations, and fixed income trading.

Mary Herms attended Westridge School for Girls for an unknown period of time and did not receive a degree or field of study. Mary then went on to the University of Southern California, where they earned a Bachelor of Arts (BA) degree in Political Science and Government. Afterward, they pursued further education at Fordham Gabelli School of Business, where they studied Business Administration and Management, but the duration and completion of the degree are unknown. Finally, they attended New York Law School from 2008 to 2012, earning a Juris Doctor (JD) degree with Cum Laude honors, although their field of study is unspecified.