David’s position as Risk and Compliance Director sees him take the lead in the continuing development of the company’s governance structures, policies and procedures. He was previously Head of Risk and Governance and is a well‑known figure across the finance industry.
“I’m extremely passionate about making sure we do the right thing for our clients. Having worked in FSA/FCA regulated business for over 17 years, I can provide a consistent focus on conduct risk at the highest level of management. With the ultimate aim to, not only make continuing improvements, but to also drive up standards across the sector by setting a positive example.”
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