Scott Johnson

Deputy Chief Compliance Officer at Allied Millennial Partners, LLC.

Scott Johnson has a diverse work experience beginning in 2013 as an Athletic Marketing Intern at the University of Idaho. In 2014, they joined the National Securities Corporation as a Compliance Associate, working directly with the Chief Compliance Officer, AML Compliance Officer, and Internal Counsel. Scott also assisted with administrative tasks and studied for entry licensing exams. From 2015 to 2019, they served as a Compliance Officer at the National Securities Corporation, analyzing the firm's business to identify areas of risk and liaising with industry regulators. In 2019, Scott joined Morgan Stanley as an AVP, Complex Risk Officer, conducting in-depth analysis of client activity and collaborating with internal stakeholders. As of 2021, they are affiliated with Allied Millennial Partners, LLC. as the Deputy Chief Compliance Officer and Disruptive Ventures, LLC. in a role focused on fund operations.

Scott Johnson earned a Bachelor's degree in Sport Management and Finance from Washington State University, which they attended from 2010 to 2014. In addition to their degree, Scott has obtained several certifications, including the Series 4 in November 2021, Series 79 in July 2021, Series 3 in March 2020, Series 9 in June 2016, Series 10 in March 2016, Series 24 in September 2015, Series 66 in August 2015, and Series 7 in April 2015.

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Timeline

  • Deputy Chief Compliance Officer

    May, 2021 - present

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