Dan Whitcomb

Dan is a Director with Alpha North America, based in the New York City office. He is focused on Alpha’s Regulatory Compliance & Risk practice and has over 20 years experience in the Asset Management industry acting as Chief Compliance Officer for various investment advisers, broker/dealers and funds.

Dan has led compliance teams at several Asset Management firms to build and implement regulatory compliance programs and operating models for U.S. and non-U.S. registered entities and has focused on various risk initiatives including compliance with global AML/KYC regulation, systems implementations, compliance training programs and change management related to new regulatory requirements. His experience in Asset Management spans public equity and fixed income, private equity and other alternative assets, as well as registered and unregistered funds.