MH

Mike Herman

Chief Compliance Officer at Apollon Wealth Management

Mike Herman has extensive experience in the financial industry, holding roles such as Chief Compliance Officer at various companies including Apollon Wealth Management, LLC, United Capital Financial Advisers, LLC, and PFE Advisors, Inc. Prior to these roles, Mike worked as a Vice President at Goldman Sachs and also served as the Director of Sales Practice and Transitions at The Financial Services Network. Mike began their career as an Administrative Principal at Citigroup after completing their BA in Psychology at the University at Albany, SUNY.

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Timeline

  • Chief Compliance Officer

    December, 2021 - present