Nick DePilla is a Senior Compliance Officer with extensive experience in regulatory filings for the SEC and FINRA. Nick has a background in compliance oversight and supervision within the financial industry, specializing in trade monitoring, AML checks, and client relationship management. Nick holds a Bachelor of Science in Entrepreneurship, Finance, and Leadership, as well as a Master of Business Administration in Finance.
December, 2023 - present
Senior Compliance Officer at SEI
Senior Compliance Officer at Victorian Department of Health
Senior Compliance Officer at PayPo
Senior Compliance Officer at LGIM America
Head Of Governance, Human Rights, Communication And Training. Senior Compliance Officer at Volvo Cars
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