Nick Depilla

Senior Compliance Officer at Blue Ocean Technologies, LLC

Nick DePilla is a Senior Compliance Officer with extensive experience in regulatory filings for the SEC and FINRA. Nick has a background in compliance oversight and supervision within the financial industry, specializing in trade monitoring, AML checks, and client relationship management. Nick holds a Bachelor of Science in Entrepreneurship, Finance, and Leadership, as well as a Master of Business Administration in Finance.

Links

Previous companies

CODA Markets logo

Org chart

Timeline

  • Senior Compliance Officer

    December, 2023 - present