C.L. King & Associates
Gregg Miller is an experienced compliance professional currently serving as the Chief Compliance Officer at Paradigm Capital Management, Inc. since December 2022. Prior to this role, Miller worked as a Compliance Officer at C.L. King & Associates, a position held since March 2000. Earlier career experience includes working as a Senior Portfolio Accountant at State Street from January 1998 to February 2000. Miller holds a Bachelor of Science degree in Finance from the University at Albany, obtained between 1995 and 1997, and an Associate of Science degree in Business Administration and Management from Mohawk Valley Community College, completed from 1993 to 1995. Additionally, Miller attended USA at Proctor from 1989 to 1993.
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C.L. King & Associates
CL King is a leading women-owned securities firm and is WBENC-certified. Since our founding in 1972, CL King has evolved from an equity boutique to a full-service investment bank. Our focus on debt and equity capital markets remains the core of our robust platform supported by a well-respected research, sales, trading and clearing operation. When combined with our strong capital base, we are an active securities underwriter. We co-manage bond offerings, IPOs, follow-ons, secondaries, convertibles, and preferreds. In addition, we transact directly in the capital markets on behalf of corporations through our Corporate Services business focused on share repurchase and continuous share offerings ("ATMs"). Member of FINRA and SIPC. Check the background of this firm on FINRA's BrokerCheck: http://brokercheck.finra.org