Sean Dwyer

Senior Vice President at C.L. King & Associates

Sean Dwyer has extensive work experience in the financial industry. Sean started their career in 1989 at Bankers Trust Company as an Account Administrator, where they managed short term investment funds and coordinated various investment processes. In 1991, they joined Cowen and Company as the Head Trader for Cowen Asset Management. Sean later worked at Gerard Klauer Mattison & Co.,LLC as a Vice President for Sales Trading and at Needham & Company as a Managing Director for Sales Trading. Currently, they are a Senior Vice President at C.L. King & Associates.

Sean Dwyer attended Gettysburg College from 1985 to 1989, where they received a Bachelor's degree. During their time at Gettysburg College, they majored in Economics and Political Science. Prior to attending Gettysburg College, Sean Dwyer attended Darien High School in Darien, CT from 1983 to 1985. Before that, they attended Lake Forest High School in Lake Forest, IL from 1981 to 1983. In terms of additional certifications, they obtained several certifications from the Financial Industry Regulatory Authority (FINRA). In 1992, Sean Dwyer obtained the Series 65 - Uniform Investment Adviser and the Series 63 - Uniform Securities Agent certifications. In 2004, they obtained the Series 24 - General Securities Principal certification. In 2010, they obtained the Series 4 - Registered Options Principal certification. In 1992, they also obtained the Series 7 - General Securities Representative certification.

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Timeline

  • Senior Vice President

    November, 2019 - present