Gabriela Powell

Senior Vice President, Legal And Compliance at CAIS

Gabriela Powell is a seasoned legal and compliance professional with extensive experience in the financial services sector. Currently serving as Senior Vice President of Legal and Compliance at CAIS since August 2021, Gabriela empowers over 8,300 advisor teams managing more than $3 trillion in assets and has facilitated over $21 billion in transaction volume in an innovative financial marketplace. Prior to this role, Gabriela was the Director of Operations at PreK.com, where responsibilities included overseeing operations for an online platform connecting parents with preschools and managing client relations and team dynamics. Gabriela's career also includes nearly two decades as Chief Compliance Officer at Oppenheimer + Close, LLC, focusing on compliance, regulatory reporting, and client relations. Gabriela holds a Certificate in Project Management from Georgetown University and is a Certified Regulatory and Compliance Professional from The Wharton School.

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CAIS

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CAIS is the leading alternative investment platform for financial advisors who seek improved access to and education about alternative investment funds and products. CAIS provides financial advisors with a broad selection of alternative investment strategies including, hedge funds, private equity, private credit, real estate and structured notes, allowing them to capitalize on opportunities and/or withstand ever-changing markets. Additionally, CAIS provides an industry-leading learning system, CAIS IQ, that helps advisors learn faster, remember longer and improve client outcomes. Founded in 2009, CAIS, a fintech leader, is empowering wealth management by leveling the playing field for financial advisors everywhere. Securities offered through CAIS Capital LLC, member FINRA, SIPC.


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51-200

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