Chris Rhode

Vice President, Senior Compliance Associate & Marketing Review Manager at Calamos Investments

Chris Rhode, IACCP®, has a diverse work experience starting as a Client Service Representative at Prudential Financial in 2005. Chris then transitioned to Calamos Investments in 2006, where they held various roles, including Client Support Associate, Team Lead/Distribution Training Coordinator, and Associate Vice President, Senior Compliance Associate. Chris'smost recent role at Calamos Investments was Vice President, Senior Compliance Associate & Marketing Review Manager, showcasing their progression and expertise in compliance and financial services.

Chris Rhode, IACCP®, earned a Bachelor of Arts in Business Administration from Monmouth College in 2005. In 2017, Chris obtained the Investment Adviser Certified Compliance Professional® (IACCP®) certification from NRS - National Regulatory Services. Additionally, Chris holds certifications in Series 24, Series 6, Series 63, and Series 7 from FINRA (Financial Industry Regulatory Authority).

Links

Previous companies

Prudential Financial logo

Timeline

  • Vice President, Senior Compliance Associate & Marketing Review Manager

    February, 2024 - present

  • Associate Vice President, Senior Compliance Associate

    February, 2019

  • Senior Compliance Associate

    August, 2014

  • Team Lead/distribution Training Coordinator

    June, 2010

  • Client Support And Development Associate

    June, 2008

  • Client Support Associate

    May, 2007

  • Client Service Representative

    June, 2006

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