Susan Pasternak

Susan Pasternak has extensive experience in compliance and regulatory roles in the financial industry. Susan most recently worked at Canaccord Genuity Group Inc. as a Vice President of Compliance. Prior to that, they held the same role at RF Securities Clearing LP. Susan also served as the Manager of Compliance Trade Surveillance at Richardson GMP Limited. Susan's experience includes working as a Business Conduct Examiner at IIROC, a Senior Specialist of Compliance at Invesco Canada Ltd., and a Co-Branch Manager at Haywood Securities Inc. Susan has also held positions as a Compliance Officer at CIBC Wood Gundy, a Compliance Officer in the Policy Group at RBC Wealth Management, and a Compliance and Credit Officer at Yorkton Securities Inc.

Susan Pasternak has a Bachelor of Commerce (B.Com.) degree in International Business from Concordia University. Susan has obtained additional certifications, including CFR Part I: Conflicts of Interest and CFR Part II: KYC, KYP, SD (IIROC), from Learnedly in December 2021. There is no information available regarding the completion of CFR Part IV: Vulnerable Clients certification.