Tom Goetz

Tom Goetz is a seasoned financial professional with extensive experience in auditing and compliance. Since August 2018, Tom has served as a Senior Auditor at Cetera Financial Group, focusing on ensuring regulatory and corporate compliance alongside an effective audit team. Prior to this role, Tom spent over 27 years at Mutual of Omaha, where positions included RIA Services Manager, RIA Operations Manager, Compliance Specialist, and Division Office Support Consultant, culminating in a comprehensive understanding of financial advisory and compliance operations. Earlier in their career, Tom was a Commissioned Examiner at the Farm Credit Administration. Tom holds a Bachelor’s Degree in Banking, Business Finance, and Insurance from the University of Nebraska at Omaha.